Intention: This document sets out
performance standards and operational guidelines for peer reviews of
research to be supported by the West Virginia Agricultural and Forestry
Experiment Station (WVAFES). The intention of the document is to
facilitate the multi-state activities required to comply with the
provisions of the federal Agricultural Research, Extension, and
Education Reform Act of 1998. These standards and guidelines have been
adopted by reference in the West Virginia Agricultural and Forestry
Experiment Station’s
Plan
of Work.
Definition:
Peer review of an individual research project proposal is defined as the
evaluation of the conceptual and technical soundness of the intended
activity by individuals qualified by their status in the same
discipline, or a closely related field of science, to judge the
worthiness of the proposal. Peer reviewers may also be asked in some
cases to assess a project proposal for its likelihood for achieving the
intended objectives and the anticipated outcomes.
Scope: The
topics covered by this document pertain to research project proposals
that are to be sanctioned and funded as part of the federal-state
partnership in agricultural research. These standards also have been
adopted by State Agricultural Experiment Stations at other institutions.
These standards and guidelines do not apply to proposed research that is
subject to peer review by competitive grant agencies, peer review of
research publications, or merit review of extension activities. However,
in the aggregate, all research projects sponsored by subscribing
stations and the regional association will have been formally peer
reviewed, before the expenditure of any federal funds.
Process: Prior
to the initiation of any research project (to be supported wholly or in
part by federal formula funding or by a special research grant), the
Director of WVAFES (or, in the case of multi-state projects, the
administrative advisor) will call for a peer review of the proposed
research activities. A minimum of three peer scientists (i.e.,
individuals qualified by their status in the same discipline, or a
closely related field of science), will be asked to read and provide
written comments on the proposed activities.
Terms of Reference:
The terms of reference for the reviewers will focus their
attention on questions of the quality of the proposed science, technical
feasibility of the research, the validity of the scientific approach,
and likelihood for completing the stated objectives. Additional comments
may be requested on a project’s relevance to a station’s (or a region’s,
or national) priorities, the degree of integration with extension (as
appropriate), responsiveness to stakeholder needs, and the accuracy of
any claims for multi-disciplinary and multi-state collaboration.
Responsibility:
All peer review activities for proposed station projects
are the responsibility of the station’s Director, and the administrative
advisor for a proposed multi-state project. However, this responsibility
may be delegated to others by the station director or administrative
advisor.
Appointment of Reviewers:
Peer review scientists may be selected from the same campus or from
another institution, at the discretion of the WVAFES Director (or
administrative advisor), or by the person delegated this authority.
Consideration will be given in the selection of peer reviewers to the
expenses associated with reviewing individual project proposals.
Additional consideration will be given to appointing
reviewers who are without any apparent conflicts of interest and who are
without personal or professional bias. Consideration may also be given
in selecting reviewers that can protect confidential business
information.
The anonymity of reviewers will not be preserved
except in very special circumstances.
Documentation:
Reviewers will be asked to present their findings in writing, and
records of the reviewers’ comments will be preserved for the life of the
project, or for a period of three years in the event that a project is
not initiated. Document storage will, for the most part, be electronic.
Research not Covered:
Projects funded by competitively awarded grants, federal contract
research projects, and federal cooperative agreements are not subject to
these provisions, as they would be peer reviewed under other
authorities.
Performance Standards:
Peer review of proposed projects is expected to provide
the following performance outcomes:
- increase the quality of
science funded by the federal-state partnership,
- better assure relevance to institutional priorities
and mission,
- provide more responsiveness to stakeholder needs,
and
- identify more opportunities to partner with other
states, federal research agencies, and our Cooperative Extension
counterparts.
Performance outcomes from peer reviews will be
monitored by the WVAFES Director (or the administrative advisor) through
the annual process of reporting results and impacts, which is in turn
part of the WVAFES Plan of Work reporting requirements. Adjustments to
this peer review process may be made, as needed.