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College of Agriculture, Forestry, and Consumer Sciences Research Project Policies and Procedures Research in the West Virginia Agricultural and Forestry Experiment Station and College of Agriculture, Forestry and Consumer Sciences is carried out under Hatch, McIntire-Stennis, State, and externally funded grant and contract projects as well as through unsponsored faculty research and scholarship activities. Individuals with research appointments in the Experiment Station are required to have formal projects under either the Hatch (agricultural) or McIntire-Stennis (forestry) programs. The Hatch Act of 1887 as amended, McIntire-Stennis Act of 1962 as amended, and Animal Health Act are important sources of Federal funding under a set of legislated formulas which determines how much each Experiment Station receives each year. Twenty five percent of the Hatch Act Funds must be spent for multistate research and 25 percent for integrated research, i.e., research involving the extension service. These funds are allocated through the Cooperative State Research, Education and Extension Service (CSREES) of the U.S. Department of Agriculture. State matching funds are required under the Hatch Act. Expenditures of these funds can only be made through an officially approved project. Thus, the purpose of this policy document is to provide guidelines for developing and obtaining approval of formal Hatch, McIntire-Stennis and State research projects. It replaces the Procedures for Preparing and Processing Proposals, Reports and Manuscripts of August 1994. General All approved projects must contribute to attaining the research goals of CSREES and of the Colleges strategic plan as well as being within one of the WVU research focus areas. More detail on the Colleges research goals can be found on the Station website. The research focus areas, goals and objectives are: GOALS AND OBJECTIVES OF AGRICULTURAL AND FORESTRY RESEARCH National Goals (for agriculture):
West Virginia University Research Focus Areas:
College of Agriculture, Forestry and Consumer Sciences Strategic Plan
WV Agricultural and Forestry Experiment Station 1999-2000 Plan of Work
Procedures for Developing an Experiment Station Research Project Individual scientists within one of the Colleges five divisions or teams of scientists within or among the divisions, and/or with scientists in other academic units of the University and other universities (especially for multistate projects) are responsible for originating projects and conducting research. Interdisciplinary research is encouraged. In 2000, a new set of procedures for a paperless multistate research program has been developed. These can be found at the Northeastern Regional Association of State Agricultural Experiment Station Directors (NERA) website: http://www.agnr.umd.edu/users/NERA/home.html. The following procedures should be followed in developing or revising an Experiment Station Research Project. Preliminary Work Research problems can arise from many sources including the scientist(s), administrators, client groups, students, etc. Once a problem has been identified, a thorough review of the literature should be conducted to assure full awareness of the current status of research in the study area, including the techniques and procedures being used, and to avoid unnecessary duplication and redundancy. This normally will include a review of the CSREES Current Research Information System (CRIS) database, which can be done through the CRIS internet website at the following URL: http://cwf.uvm.edu/cris/. In addition, the scientist(s) should discuss the proposed project with fellow scientists, appropriate Division Directors, and, if there are questions about the appropriateness of the research, with the Director or Associate Director of the Agricultural and Forestry Experiment Station. Research Prospectus The next step is to prepare a short (two to three pages) prospectus of the proposed project which includes a statement of the problem, justification for the research, objectives to be attained, procedures to be used, expected results, and resource requirements for the duration of the project. Research projects are normally multi-year with a maximum of five years for Hatch/McIntire-Stennis projects (normally they can be extended, but only for one more year). The prospectus must be approved by the Division Director and then forwarded to the Associate Director for approval by the Experiment Station. Research Proposal After the project is approved by the Associate Director, the scientist(s) can proceed to develop a full proposal. The proposal should be as complete as possible, but should not be excessive in length. Normally 15-20 pages should be sufficient. The following outline should be used for the project proposal.
Peer Review All project proposals must be peer reviewed (see policy on the Station Website). This process should be arranged for and supervised by the Division Director. A minimum of three competent scientists should be selected to review the proposal. These will include scientists from the Division or Divisions concerned and may include other scientists within or outside the Experiment Station. An Experiment Station form is provided for certifying peer review and the recommendation of the review panel. Human and Animal Review Boards If the project involves either human or animal subjects, the applicable forms must be completed, submitted to the appropriate review panel and approved before the project can be submitted to CSREES. These review boards are: Institutional Review Board for the Protection of Human Subjects (IRB) and Animal Care and Use Committee (ACUC) Links to the policies for both human and animal subjects can be found at the following Office of Sponsored Programs URL: http://www.wvu.edu/~osp/regulate.html. Submission When the peer review process is completed the Division Director will forward the project proposal and the signed peer review form to the Associate Director of the Experiment Station. After approval by the Associate Director or Director of the Experiment Station, CSREES forms AD-416 and AD-417 must be completed and submitted to CSREES for final approval. These forms are submitted electronically by the Office Administrator of the Experiment Station, but the scientist(s) are responsible for their preparation. The Office Administrator can assist with this process. These forms are available from the CSREES website listed above. The approved project will be assigned an Experiment Station number (Hatch, McIntire-Stennis, or State) and work under the project can begin on its starting date. Implementation: The projects are implemented by the scientist(s) through the appropriate Divisions. Direct funding is not provided for projects by the Experiment Station. Hatch, McIntire-Stennis and Animal Health Funds are allocated to each Division to support work on projects in that unit with intra-division allocations and/or spending decisions made by the Division Director. Scientists are encouraged to seek external funding (grants or contracts) to provide additional support for their research. Reports: An annual report is required for each officially approved Experiment Station project. This involves the completion of electronic form AD-421 and its submission to the Experiment Sation, which reviews the reports for completeness and accuracy and submits the reports to CSREES. A termination report is required upon completion of the project. |
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